Perform risk assessments to understand risk level, significance and scope.
Keep up to date with, and understand, relevant laws and regulations.
Monitor compliance with laws, regulations and internal policies.
Ensure that your findings are recorded and followed up with management so that issues can be rectified.
Educate employees on not only the regulations, but also the impact on the organisation if these aren't complied with.
Investigate irregularities and non-compliance issues.
Report back to business functions on current risk and compliance performance.
Highlight or escalate areas of concern.
Contribute to robust and effective compliance controls within the organisation.
Review marketing materials, presentations and websites to ensure compliance with regulatory requirements.
Assist in the gathering of internal information in response to regulatory requests.
Perform various general administrative duties (such as file creation and maintenance of ongoing administrative projects).
Collaborate with other departments to create a culture of compliance.
Involvement with KYC and AML procedures and controls.
Relationship management with various stakeholders.
Regular account management progress calls
Ensure GDPR compliance in all areas of the business.
Maintain & improve Fraud detection and controls.
Maintain & create internal policies.